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Hedge Fund Billionaire Falcone Sued By US For Claims Of Improper Loan For Tax Bill

Tom Burroughes

28 June 2012

Hedge fund manager and billionaire Philip Falcone, who earned a fortune by speculating on the collapse of the US sub-prime mortgage market, has been sued by US regulators for allegedly borrowing money improperly from his fund to pay his tax bill.

Falcone is also accused by the Securities and Exchange Commission of breaching rules by offering major investors preferential treatment when his hedge fund, Harbinger, was restructured in 2009. He is also alleged to have illegally manipulated a high-yield bond sale, according to media reports.

The “charges read like a final exam in a graduate school course in how to operate a hedge fund unlawfully,” said Robert Khuzami, head of the SEC’s enforcement division.

A lawyer representing Falcone, Matthew Dontzin, said the claims were neither “supported by the facts nor the law” and said the SEC lawsuit will be vigorously contested.